If you require an Execution-only services, select the Account Application page and download and complete the appropriate Registration Form.  Completed forms and copies of ID (see Appendix A on client registration form and Section D of entity client registration form) can be posted or emailed.

For Advisory or Discretionary managed services please contact us on 020 7374 2212 to learn more about what we offer and how to open an account.

Make secure payments online by debit card using our Debit card Payment page or over the phone on 020 7374 2212. Funds are normally credited and available to trade within the hour. However, payments can take up to two days to clear. Payments cannot be made with credit cards.

Via electronic bank transfer - email us for account details.

Your money will be held in a client bank account, along with the monies of other clients, with authorised banks or institutions that are established by our custodian and settlement agent, Jarvis Investment Management Limited (JIM). Client bank accounts are designated as trust accounts and are segregated from our own funds or those of our agents. Monies you deposit and the client bank accounts that we or JIM use, are subject to the Financial Conduct Authority’s Client Money Rules.

Yes, share certificates can be deposited into your nominee account by sending us a completed Crest Transfer Form along with the certificate. It is recommended to send the form (one per holding) and certificate via recorded delivery.

We cannot accept shares from outside the UK.

For shares within the UK first you should ensure the certificate is valid and in the name of the account holder before letting your account executive know the holding you wish to sell. Following the sale, you will receive a Crest Transfer Form along with your contract note. The transfer form must be signed and returned to us as soon as possible. The trade cannot be settled until this documentation has been received and lodged with the share registrar. When posting documents of value it is recommended to use recorded delivery.

Securities held in nominee form are held electronically and usually on your behalf by your broker or their custodian. The principal benefit of having securities held in nominee form is that they can be transferred and settled in a shorter timeframe and there is no requirement to hold paper certificates in safe custody. Securities of our clients held in nominee form are registered in the nominee account of our agent Jarvis Investment Management Limited, but the clients have beneficial ownership of them. We would generally recommend that clients hold securities in nominee rather than certificated form.

All corporate actions will be notified to you in writing.

Download and complete our transfer form. Upon receipt of this we will contact your broker to arrange the transfer of your stock.

Yes, provided the market permits extended settlements such as the London Stock Exchange. Please note that proceeds cannot be withdrawn until the settlement date.

Call our dealing line on 020 7374 2226
Call your dealer on their direct line.
Email your dealer instructions. Emailing can lead to a delay in execution.

Europe: Austria, Belgium, Denmark, Finland, France, Germany, Italy, Netherlands, Norway, Spain, Sweden, Switzerland, UK and equities and bonds settling in Clearstream and Euroclear.

Asia-Pacific: Australia, Hong Kong, Japan, Singapore.

Africa: South Africa.

America: Canada, USA

For other markets please call our dealing line on 020 7374 2226

Contract notes confirming your transaction can be sent by post or email once you have traded.

Yes, you can access your account statement through our online portal.

If not set up on account opening, please send us an email. Do not forget to quote your account number and username/preferred username.

Dividends are credited to your account on the day they are received from the registrar.

Tax vouchers are issued annually for dividends paid within the previous tax year. These are posted to you shortly after the end of the tax year. Please email us should you wish to receive an electronic copy.

Please send us a written instruction via post, email or fax. Payment can only be made to a bank account in your name.

Either email us directly ensuring you specify your account number and old address or complete the change of address form on the downloads page and email or post the document to us.

Please write to us with a signed letter of instruction, enclosing an original bank statement (or a copy certified by your bank) including your name, account number and sort code.

If you have cause for complaint we will send you a copy of our complaints procedure which we will adhere to in order to ensure that your complaint is dealt with fairly and properly. Where we are unable to resolve your complaint to your satisfaction, you may be entitled to seek compensation from the Financial Services Compensation Scheme. A copy of our Complaints Policy can be found here. Complaints should be directed to the Compliance Officer at the firm’s address or through calling 020 7374 2212.